EN BANC
A.M. No. MTJ-17-1889 [Formerly OCA IPI No. 16-2822-MTJ], September 03, 2019
RE: ANONYMOUS COMPLAINT AGAINST PRESIDING JUDGE ANALIE C. ALDEA-AROCENA, MUNICIPAL TRIAL COURT IN CITIES, BRANCH 1, SAN JOSE CITY, NUEVA ECIJA.
D E C I S I O N
PER CURIAM:
SEC. 1. Disqualification of judges. - No judge or judicial officer shall sit in any case in which he, or his wife or child, is pecuniarily interested as heir, legatee, creditor or otherwise or in which he is related to either party within the sixth degree of consanguinity or affinity, or to counsel within the fourth degree, computed according to the rules of the civil law, or in which he has been executor, administrator, guardian, trustee or counsel, or in which he has presided in any inferior court when his ruling or decision is the subject of review, without the written consent of all parties in interest, signed by them and entered upon the record. (Emphasis supplied)Based on the provision above, a magistrate shall be mandatorily disqualified to sit in any case in which a judge, his/her spouse, or child, is pecuniarily interested as heir, legatee, creditor or otherwise.39 Here, Judge Arocena's husband is a member of the board of directors of Self-Reliant Cooperative, which has pending civil actions in her court. As a director, her husband has an interest in the outcome of the case, which should have been the basis of her inhibition. However, Judge Arocena failed to do so and violated Section 1, Rule 137 of the Rules of Court, as amended.
CANON 3In Paton, Jr. v. Vallarta,41 the Court explained that the rationale of the rule on disqualification of judges springs from the long-standing precept that a judge should not handle a case where there is a perception, rightly or wrongly, that he is susceptible to bias and partiality because of relationship or some other ground.
IMPARTIALITY
x x x x
SEC. 5. Judges shall disqualify themselves from participating in any [proceeding] in which they are unable to decide the matter impartially or in which it may appear to a reasonable observer that they are unable to decide the matter impartially. Such proceedings include, but are not limited to, instances where
x x x x(g) The judge knows that his or her spouse or child has a financial interest, as heir, legatee, creditor, fiduciary, or otherwise, in the subject matter in controversy or in a party to the proceeding, or any other interest that could be substantially affected by the outcome of the proceedings[.]x x x x
CANON
PROPRIETY
x x x x
SEC. 1. Judges shall avoid impropriety and the appearance of impropriety in all of their activities.
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SEC. 4. Judges shall not participate in the determination of a case in which any member of their family represents a litigant or is associated in any manner with the case.40
A judge must not only be impartial but must also appear to be impartial x x x. Public confidence in the Judiciary is eroded by irresponsible or improper conduct of judges. A judge must avoid all impropriety and the appearance thereof. Being the subject of constant public scrutiny, a judge should freely and willingly accept restrictions on conduct that might be viewed as burdensome by the ordinary citizen.Here, a reasonable observer may perceive the spousal relationship between Judge Arocena. and a member of the board of directors of a cooperative, which has pending civil actions in her court, as cause for bias and partiality. In order to avoid a negative public perception, the right thing to do for a judge is to recuse from the case. However, Judge Arocena failed to do so in disregard of the canons on impartiality and propriety of the 2004 New Code on Judicial Conduct. Thus, Judge Arocena violated the tenets of the Court.
x x x xJudges must, at all times, be beyond reproach and should avoid even the mere suggestion of partiality and impropriety. Canon 4 of the New Code of Judicial Conduct states that propriety and the appearance of propriety are essential to the performance of all the activities of a judge. (Citation omitted)
Principal | Interest (21%) per annum | Penalty (30% per annum) | Total Obligation | Payment made | Outstanding Balance | Compromise Agreement Approved | |
Civil Case (09)3849 | P44,735.38 | P30,297.00 | P36,571.00 | P111,603.35 | P44,000.00 | P67,603.35 | P97,000.00 |
Civil Case (09)3851 | P44,395.60 | P33,637.00 | P33,464.00 | P114,496.60 | P17,000.00 | P97,496.60 | P127,609.00 |
While there are no additional interest and penalty provisions in the Decision of Civil Case No. (09)3849, Judge Arocena likewise included in the dispositive portion that the compromise agreement is not contrary to law, customs, morals, public order and public policy despite the unconscionable interests and penalties.
- Defendant hereby admits indebtedness in favor of the plaintiff in the total amount of ONE HUNDRED TWENTY SEVEN THOUSAND SIX HUNDRED NINE PESOS (P127,609.00) as of the signing of this document;
- Defendant and plaintiff agreed that defendant will pay the said P127, 609.00 without interest, as follows:
a) September 3, 2009 P5,000.00PROVIDED that any amount unpaid on due date shall earn interest at the rate of 21% per annum and penalty charge of 30% per annum.
b) December 30, 2009 55,000.00
c) May 30, 2010 47,000.00
d) November 30, 2010 20,609.00- x x x x
- This compromise agreement is not contrary to law, morals, good customs, public order and public policy and may be the basis of judgment in the instant case.
WHEREFORE, finding the said Compromise Agreement not contrary to law, customs, morals, public order and public policy, the same is hereby approved. The parties are enjoined to comply strictly and faithfully with the terms and conditions of the said compromise agreement.44 (Emphases supplied)
WHEREFORE, finding the said Compromise Agreement not contrary to law, customs, morals, public order and public policy, the same is hereby approved. The parties are enjoined to comply strictly and faithfully with the terms and conditions of the said compromise agreement.45 (Emphasis supplied)In Spouses Castro v. Tan,46 the Court established that excessive interest rates are against the law and morals, even if voluntarily agreed by the parties. Thus:
The imposition of an unconscionable rate of interest on a money debt, even if knowingly and voluntarily assumed, is immoral and unjust. It is tantamount to a repugnant spoliation and an iniquitous deprivation of property, repulsive to the common sense of man. It has no support in law, in principles of justice, or in the human conscience nor is there any reason whatsoever which may justify such imposition as righteous and as one that may be sustained within the sphere of public or private morals.Here, Judge Arocena failed to apply the established jurisprudence on the imposition of interest on loan obligations. The loan documents attached to the records show that the interest and penalties imposed are excessive and unreasonable. Her omission to apply the correct rule constitutes gross ignorance of the law.
x x x x
While x x x Central Bank Circular No. 905 s. 1982 x x x suspended the Usury Law ceiling on interest effective January 1, 1983, it is also worth stressing that interest rates whenever unconscionable may still be declared illegal. There is certainly nothing in said circular which grants lenders carte blanche authority to raise interest rates to levels which will either enslave their borrowers or lead to a hemorrhaging of their assets.
For liability to attach for ignorance of the law, the assailed order, decision or actuation of the judge in the performance of official duties must not only be found erroneous but, most importantly, it must also be established that he was moved by bad faith, dishonesty, hatred, or some other similar motive. Judges are expected to exhibit more than just cursory acquaintance with statutes and procedural laws. They must know the laws and apply them properly in all good faith. Judicial competence requires no less. Thus, unfamiliarity with the rules is a sign of incompetence. Basic rules must be at the palm of his hand. When a judge displays utter lack of familiarity with the rules, he betrays the confidence of the public in the courts. Ignorance of the law is the mainspring of injustice. Judges owe it to the public to be knowledgeable, hence, they are expected to have more than just a modicum of acquaintance with the statutes and procedural rules; they must know them by heart.Here, Judge Arocena is required to be knowledgeable about the rules and jurisprudence on interest rates because it is the duty of a judge to be abreast with legal developments. The records show that there are several civil actions for collection of money involving cooperatives that are or were pending in her court.49 With her exposure to suits on loan obligations, the public expects that the correct interest rates are within her fingertips for proper application in her decisions. As a member of the judiciary for 25 years,50 it is presumed that she is aware of what constitutes as reasonable interest rate from what is not. The Court finds it hard to believe that Judge Arocena failed to see that the unconscionable interests and penalties of the loan agreement in the promissory notes and statements of account were mirrored in the compromise agreements.
A judge should be the embodiment of competence, integrity and independence. He should so behave at all times as to promote public confidence in the integrity and impartiality of the judiciary. He shall be faithful to the law and maintain professional competence.52In Mangandingan v. Adiong,53 the Court also meted out the penalty of dismissal from the service on a judge for gross ignorance of the law for improperly serving summons and for violating the rules on issuance of a temporary restraining order. The Court also found him guilty of gross misconduct due to bias and partiality. The Court held:
This Court cannot countenance the complacence of Judge Adiong manifested in his gross ignorance and his deliberate misapplication or misinterpretation of the very basic procedures subject of the present case to justify his actions that favor certain litigants. Under the circumstances, and considering his propensity for disregarding elementary rules of procedure, the extreme sanction of dismissal is called for.54As to the lack of travel authority, Judge Arocena claimed in her Comment that she had Permit to Travel from the Court when she went to Singapore in March 2009.55 However, she did not attach a copy of the travel authority as proof of her allegation. On the contrary, the Certification from the OCA dated October 28, 2014 shows that Judge Arocena "has not filed any application for travel abroad for the period of March 2009."56
x x x xIn Concerned Citizens v. Suarez-Holguin,58the Court held that judges and court personnel who wish to travel abroad must secure a travel authority from the OCA, and that those who leave the country without the required travel authority shall be subject to disciplinary action. Therefore, Judge Arocena must be held administratively liable for traveling to Singapore in March 2009 without a travel authority from the Court.
This is to certify that, according to the records of this Office, HONORABLE ANALIE C. ALDEA-AROCENA, Presiding Judge, Municipal Trial Court in Cities, Branch 1, San Jose City, Nueva Ecija, has not filed any application for travel abroad for the period of March 2009.57
Paragraphs B(2) and (4) of OCA Circular No. 49-2003 provide the requirements and procedure for vacation leave to be spent abroad by judges and court personnel.
B. Vacation Leave to be Spent Abroad
Pursuant to the resolution in A.M. No. 99-12-08-SC dated 06 November 2000, all foreign travels of judges and court personnel, regardless of the number of days, must be with prior permission from the Supreme Court through the Chief Justice and the Chairmen of the Divisions.
x x x x2. Complete requirements should be submitted to and received by the Office of the Court Administrator at least two weeks before the intended period. No action shall be taken on requests for travel authority with incomplete requirements. Likewise, applications for travel abroad received less than two weeks of the intended travel shall not be favorably acted upon.x x x x4. Judges and personnel who shall leave the country without travel authority issued by Office of the Court Administrator shall be subject to disciplinary action; Guidelines on Requests for Travel Abroad and Extensions for Travel/Stay Abroad, OCA Circular No. 49-03, May 20, 2003.
We have repeatedly reminded members of the Judiciary to be irreproachable in conduct and to be free from any appearance of impropriety in their personal behavior, not only in the discharge of their official duties, but also in their daily life. For no position exacts a greater demand for moral righteousness and uprightness of an individual than a seat in the Judiciary. The imperative and sacred duty of each and everyone in the Judiciary is to maintain its good name and standing as a temple of justice. The Court condemns and would never countenance any conduct, act or omission on the part of all those involved in the administration of justice which would violate the norm of public accountability or tend to diminish the faith of the people in the Judiciary, as in the case at bar.
Rule 140 of the Rules of Court shall exclusively govern administrative cases involving judges or justices of the lower courts. If the respondent judge or justice of the lower court is found guilty of multiple offenses under Rule 140 of the Rules of Court, the Court shall impose separate penalties for each violation[.]Rule 140 of the Rules of Court, as amended, enumerates the classification of charges with lists of acts and omissions, and specifies the corresponding penalties.
SEC. 7. Classification of charges.-Administrative charges are classified as serious, less serious, or light.
SEC. 8. Serious charges.-Serious charges include:
- Bribery, direct or indirect;
- Dishonesty and violations of the Anti-Graft and Corrupt Practices Law (R.A. No. 3019);
- Gross misconduct constituting violations of the Code of Judicial Conduct;
- Knowingly rendering an unjust judgment or order as determined by a competent court in an appropriate proceeding;
- Conviction of a crime involving moral turpitude;
- Willful failure to pay a just debt:
- Borrowing money or property from lawyers and litigants in a case pending before the court;
- Immorality;
- Gross ignorance of the law or procedure;
- Partisan political activities; and
- Alcoholism and/or vicious habits.
SEC. 9. Less Serious Charges.- Less serious charges include:x x x x
- Undue delay in rendering a decision or order, or in transmitting the records of a case;
- Frequent and unjustified absences without leave or habitual tardiness;
- Unauthorized practice of law;
- Violation of Supreme Court rules, directives, and circulars;
- Receiving additional or double compensation unless specifically authorized by law;
- Untruthful statements in the certificate of service; and
- Simple Misconduct.
SEC. 11. Sanctions. -A. If the respondent is guilty of a serious charge, any of the following sanctions may be imposed:B. If the respondent is guilty of a less serious charge, any of the following sanctions shall be imposed:
- Dismissal from the service, forfeiture of all or part of the benefits as the Court may determine, and disqualification from reinstatement or appointment to any public office, including government-owned or controlled corporations. Provided, however, that the forfeiture of benefits shall in no case include accrued leave credits;
- Suspension from office without salary and other benefits for more than three (3) but not exceeding six (6) months: or
- A fine of more than P20,000.00 but not exceeding P40,000.00.
- Suspension from office without salary and other benefits for not less than one (1) nor more than three (3) months; or
- A fine of more than P10,000.00 but not exceeding P20,000.00.60 (Emphases supplied)
Offense Classification under
Rule 140 Penalty
Imposed 1. Violation of Section 1, Rule 137 of the Rules of Court, as amended. Sec. 9(4) Less serious charge - Violation of Supreme Court rules, directives, and circulars. P15,000.00 2. Violation of Section 5(g) of Canon 3, and Sections 1 and 4 of Canon 4 of the 2004 New Code of Judicial Conduct. Sec. 8(3) Serious charge - Gross misconduct constituting violations of the Code of Judicial Conduct. Dismissal from the service, with forfeiture of benefits and disqualification from holding government office. 3. Gross ignorance of the law Sec. 8(9) Serious charge - Gross ignorance of the law or procedure. Dismissal from the service, with forfeiture of benefits and disqualification from holding government office. 4. Violation of reasonable office rules and regulations, particularly Paragraphs B(2) and (4) of OCA Circular No. 49-2003. Sec. 9(4) Less serious charge - Violation of Supreme Court rules, directives, and circulars. P15,000.00
Endnotes:
1Rollo, p. 13.
2 Id at 1.
3 Supra note 1.
4 Id. at 7-8.
5 Supra note 1.
6 Anti-Deadly Arrow Law.
7 AN ACT REDUCING THE PENALTY FOR ILLEGAL POSSESSION OF BLADED, POINTED OR BLUNT WEAPONS, AND FOR OTHER PURPOSES, AMENDING FOR THE PURPOSE PRESIDENTIAL DECREE 9, Batas Pambansa Blg. 6, November 21, 1978.
8Rollo p. 8.
9 Supra note 1 .
10 Civil Case Nos. 3849 and 3851 in some parts of the rollo.
11 Id. at 9.
12 Id.
13 Id. at 10-11.
14 Id. at 28-29.
15 Id. at 9-11.
16 Supra note 13.
17 Supra note 1.
18Rollo, p. 11.
19 Id. at 5.
20 Id. at 67.
21 Id. at 74.
22 Id. at 79.
23 Id. at 80.
24 Id. at 84-89.
25 Id. at 93-98.
26 Id. at 110.
27 Id. at 110-111.
28 CODE OF JUDICIAL CONDUCT, Rule 3.12. A judge should take no part in a proceeding where the Judge's impartiality might reasonably be questioned. These cases include, among others, proceedings where:
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d) [T]he judge is related by consanguinity or affinity to a party litigant within the sixth degree or to counsel within the fourth degree; Code of Judicial Conduct, September 5, 1989.
29 RULES OF COURT, Rule 137, Sec. 1, as amended. Disqualification of judges.- No judge or judicial officer shall sit in any case in which he, or his wife or child, is pecuniarily interested as heir, legatee, creditor or otherwise, or in which he is related to either patty within the sixth degree of consanguinity or affinity, or to counsel within the fourth degree, computed according to the rules of the civil law, or in which he has been executor, administrator, guardian, trustee or counsel, or in which he has been presided in any inferior court when his ruling or decision is the subject of review, without the written consent of all parties in interest, signed by them and entered upon the record.
30 Sec. 1. Judges shall ensure that not only is their conduct above reproach, but that it is perceived to be so in the view of a reasonable observer.
Sec. 2. The behavior and conduct of judges must reaffirm the people's faith in the integrity of the Judiciary. Justice must not merely be done, but must also be seen to be done. (New Code of Judicial Conduct for the Philippine Judiciary, A.M. No. 03-05-01-SC, April 27, 2004).
31Rollo, p. 112.
32 OCA Circular No. 49-2003, Guidelines on Requests for Travel Abroad and Extensions for Travel/Stay Abroad, May 20, 2003. x x x x
B. VACATION LEAVE TO BE SPENT ABROAD
Pursuant to the resolution in A.M. No. 99-12-08-SC dated 06 November 2000, all foreign travels of judges and court personnel, regardless of the number of days, must be with prior permission from the Supreme Court through the Chief Justice and the Chairmen of the Divisions.
x x x x
2. Complete requirements should be submitted to and received by the Office of the Court
Administrator at least two weeks before the intended period. No action shall be taken on requests for travel authority with incomplete requirements. Likewise, applications for travel abroad received less than two weeks of the intended travel shall not be favorably acted upon.
xxxx
4. Judges and personnel who shall leave the country without travel authority issued by Office of the Court Administrator shall be subject to disciplinary action.
33Rollo, p. 111.
34 Id.
35 Id. at 113.
36 Id.
37 Id. at 113-114.
38Concerned Citizens v. Suarez-Holguin, A.M. No. P-18-3843 Resolution, January 30, 2019.
39Philippine Commercial International Bank v. Spouses Dy, 606 Phil. 615, 636 (2009).
40 New Code of Judicial Conduct for the Philippine Judiciary, A.M. No. 03-05-01-SC, April 27, 2004.
41Palon, Jr. v. Judge Vallarta, 546 Phil. 453, 459 (2007).
42 Re: Allegations Made Under Oath at the Senate Blue Ribbon Committee Hearing Held on September 26 , 2013 Against Associate Justice Gregory S. Ong, Sandiganbayan, 743 Phil. 622, 673 (2014).
43 Id. at 9-11, 34, 51.
44 Id. at 64.
45 Id. at 63.
46 620 Phil. 239, 242-243, 247 (2009).
47Re: Complaint-Affidavit of Elvira N. Enalbes, et al. Against Chief justice Teresita J. Leonardo-De Castro (Ret.), A.M . No. 18-11-09-SC, January 22, 2019.
48Office of the Court Administrator v. Judge Dumayas, A.M. No. RTJ-15-2435, March 6, 2018.
49Rollo, pp. 54-57, 59, 61-64.
50 Id. at 67.
51 703 Phil. 289 (2013).
52 Id. at 304.
53 568 Phil. 39 (2008).
54 Id. at 58.
55Rollo, p. 67.
56 Id. at 5.
57 Id.
58 Supra note 37.
59 669 Phil. 536, 544-545 (2011).
60 A.M. No. RTJ-18-2520, October 9, 2018.
61 RULES OF COURT, Rule 140, as amended, July 1 , 1997.