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PHILIPPINE SUPREME COURT DECISIONS

EN BANC

[A.C. No. 2655. July 9, 1987.]

In re: Complaint against ATTY. PATRICIO A. ASOY, LEONARD W. RICHARDS, Complainant, v. ATTY. PATRICIO A. ASOY, Respondent.


SYLLABUS


1. LEGAL ETHICS; ATTORNEYS; ADMINISTRATIVE COMPLAINT FOR PROFESSIONAL MISCONDUCT; PRINCIPLE OF RES IPSA LOQUITOR APPLIED IN CASE AT BAR. — In a Complaint formalized by the Bar Confident on April 29, 1986, pursuant to the Resolution of this Court, dated February 10, 1986, Respondent Atty. Patricio A. Asoy as retained counsel of Complainant, Leonard W. Richards, an Australian, was charged with Malpractice for non-attendance at Court hearings, negligence and lack of zeal in prosecuting a civil case for damages, resulting in its dismissal for lack of interest and/or failure to prosecute. The facts, as disclosed, require no further evidentiary hearing, and speak for themselves. Res ipsa loquitur. The Orders of the Trial Court dismissing Civil Case No. 181-P are of record and Respondent’s excuse that he can no longer recall them is feeble.

2. CONSTITUTIONAL LAW; DUE PROCESS; REQUIREMENT GIVEN SATISFIED BY RESPONDENT; OPPORTUNITY TO BE HEARD. — Respondent’s side has been fully heard in the pleadings he has filed before this Court. A trial-type hearing is not de riqueur. The requirement of due process has been duly satisfied. What due process abhors is absolute lack of opportunity to be heard.

3. LEGAL ETHICS; ATTORNEYS; ADMINISTRATIVE COMPLAINT FOR PROFESSIONAL MISCONDUCT; LACK OF VERIFICATION, NOT FATAL. — Contrary to Respondent’s claim, the lack of verification in the Complaint formulated by the Bar Confidant, as required by Sec. 1, Rule 139 of the Rules of Court, is not a fatal defect since the original letter-complaint, which was forwarded to this Court by the Chief Legal Officer, Ministry of Tourism, had been sworn and subscribed to by Complainant before the Bar Confidant.

4. ID.; ID.; ABANDONEMENT OF CLIENT’S CASE CONSTITUTES GRAVE PROFESSIONAL MISCONDUCT; PENALTY. — Respondent is guilty of grave professional misconduct. He received from Complainant, his client, compensation to handle his case in the Trial Court, but the same was dismissed for lack of interest and failure to prosecute. He had abandoned his client in violation of his contract ignoring the most elementary principles of professional ethics. 8 That Respondent had ignored the processes of this Court and it was only after he was suspended from the practice of law that he surfaced, is highly indicative of his disregard of an attorney’s duties to the Court. All the facts and circumstances taken into consideration, Respondent has proven himself unworthy of the trust reposed in him by law as an officer of the Court. "Consistent with the policy to maintain the high traditions and standards of the legal profession, insure the observance of legal ethics, protect the interests of clients and help keep their faith in attorneys-at-law, the Supreme Court is constrained to disbar a member of the bar who violates his lawyer’s oath for failure to properly attend to a client’s case not only once, but on two occasions, with results highly prejudicial to the interest of the latter." Accordingly, for malpractice and violation of his oath as a lawyer respondent Atty. Patricio A. Asoy is hereby ordered disbarred.

5. CIVIL LAW; DAMAGES; A CLIENT MAY RECOVER DAMAGES FROM ATTORNEY’S NEGLIGENCE; CASE AT BAR. — Furthermore, since Complainant’s rights as Respondent’s client have been prejudiced by the latter’s failure to take the steps necessary for the prosecution of the case Complainant may recover as a result of such gross negligence and grave professional misconduct. Respondent is ordered to reimburse complainant, Leonard W. Richards, in the sum of P16,300.00 (P15,000.00 + P1,300.00). the only sums substantiated by the evidence on record, within thirty (30) days from notice.


R E S O L U T I O N


PER CURIAM:



In a Complaint formalized by the Bar Confident on April 29, 1986, pursuant to the Resolution of this Court, dated February 10, 1986, Respondent Atty. Patricio A. Asoy as retained counsel of Complainant, Leonard W. Richards, an Australian, was charged with Malpractice for non-attendance at Court hearings, negligence and lack of zeal in prosecuting a civil case for damages, resulting in its dismissal for lack of interest and/or failure to prosecute.

Prior to the aforesaid formal Complaint, Leonard W. Richards had filed a letter-complaint on June 29, 1984 with the Chief Legal Officer, Tourist Division, Department of Tourism followed up with another letter dated July 13, 1984 to the Chief Justice denouncing Respondent’s actuations.

Required to comment in a Resolution, dated August 8, 1984, Respondent failed to do so despite service of the Resolution together with a copy of the letter-complaint. The Court (First Division) required Respondent to show cause why he should not be disciplinary dealt with or held in contempt for such failure, but all efforts to serve copy of the show-cause Resolution on Respondent at his six (6) available addresses as well as through the national and the Tacloban Chapters of the Integrated Bar of the Philippines proved futile. Since, unquestionably, respondent had gone into hiding and was evading service of pleadings/orders/processes of this Court, we suspended him from the practice of law in a Resolution dated November 11, 1985. Copies of the Resolution were circularized to all Courts nationwide with the directive that should Respondent appear before any lower Court, the latter shall serve upon him a copy of the show-cause Resolution and require him to appear within five (5) days thereafter before the Deputy Clerk of Court and Bar Confidant.

Flushed out, on December 2, 1985, Respondent filed a Manifestation/Motion for Reconsideration "submitting himself voluntarily to the jurisdiction of the Court," denying any violation of his oath as an attorney, which would warrant his suspension, and praying that in the interest of due process and on broader grounds of substantial justice, the order of suspension be lifted and that he be excused from appearing before the Bar Confidant by reason of distance and financial constraints. Respondent gave his address as "Room 302 Abalos Bldg., Aguinaldo St., Iligan City."cralaw virtua1aw library

In a resolution dated February 10, 1986, the Court denied the lifting of the order of suspension but excused Respondent from appearing before the Deputy Clerk of Court and Bar Confidant. In the same Resolution, and as stated initially, the Bar Confidant was directed to formulate the administrative complaint and respondent to answer the same within five (5) days from receipt of notice.chanrobles law library

The background facts disclose that on April 23, 1982, Complainant retained Respondent as counsel in CC No. 0181-P before the Regional Trial Court, Branch CX, Pasay City, entitled "Spouses Anita M. Richards & Leonard Richards v. Danilo A. Felindario, Et. Al." It was a suit for damages allegedly due to faulty workmanship and non-compliance with specifications in the construction of the RICHARDS house and swimming pool at Johann Menzi St., Phase III, BF Homes, Parañaque, Metro Manila.

Among the terms and conditions in their contract for legal services were the payment by Complainant to Respondent of an acceptance fee of Fifteen Thousand Pesos (P15,000.00) payable upon the signing of the agreement, and a fee of P300.00 for each Court appearance. The acceptance fee was fully paid by Complainant on April 30, 1982, the initial payment having been made on April 26, 1982. 1 On October 21, 1982, 2 Complainant and his family left permanently for Australia after selling their house to a third party.

On June 20, 1983, Civil Case No. 0181-P was dismissed by the Trial Court without prejudice "for lack of interest on the part of plaintiffs as shown by the absence of their counsel despite due notice." 3

On August 15, 1983, the case was reinstated after the reconsideration sought by Respondent on July 13, 1983 was granted by the Trial Court. According to Complainant, reconsideration must have been sought by Respondent only because in Complainant’s letter, dated June 7, 1983, he had already sought the assistance of Major Fred de Vera of the Bureau of Tourism Services regarding his complaint against Respondent.

In an Order dated October 20, 1983, the Trial Court again dismissed the case for "lack of interest and/or failure to prosecute," "it appearing that plaintiffs’ counsel was duly notified as indicated by his signature appearing on the record, it appearing further that notwithstanding said notice, said counsel for the plaintiffs is not in Court today." The Trial Court further observed that "this is the second time that this case was dismissed for failure of plaintiffs’ counsel to appear despite notice." 4

In his Answer, Respondent states that he was delayed in filing the same as he had to temporarily reside and hold office at Tubod, Lanao del Norte, by reason of his temporary appointment as Provincial Administrator of Lanao del Norte effective March 11, 1986; that his inability to prosecute the case was because Complainant left for Australia without furnishing Respondent his address and that he was unable to shoulder the burden of paying the fees required for the services of expert witnesses besides the fact that his daughter was stricken with cerebral palsy; that he had no intention to delay Complainant for money, that the Administrative Complaint does not comply with the requirements of Section 1, Rule 139 of the Rules of Court; and that he was deprived of due process of law inasmuch as Section 30, Rule 138 of the Rules of Court requires that an attorney be heard before he is removed or suspended. Respondent then prayed that, pending investigation, his suspension be lifted and that after due hearing the Complaint be dismissed and Complainant held liable for payment of all damages suffered by Respondent during the investigation of this case.

In his letter-reply, dated February 13, 1987, addressed to the First Division Clerk of Court, Complainant stated that he had paid P15,000.00 to Respondent 5 to handle the case for him conditioned upon Respondent’s prosecuting the case to completion, attending all scheduled hearings and keeping Complainant posted on the progress of the case; that at the time he engaged Respondent’s services, the latter was the Manager of Personnel and Legal Affairs of Asia International Builders Corporation in Makati, which had connections with an Australian counterpart in Melbourne; that he had paid Civil Engineer Mendoza P5,000.00 for the inspection of the house and that the latter was to be the only expert witness so that Respondent’s excuse that he (Respondent) had no funds with which to pay for expert witnesses is "entirely untrue" ; that he paid an additional P1,300.00 to Respondent for other expenses like filing fee and other miscellaneous items 6 and that his total expenses relevant to the case aggregate P34,300.00; that he had informed Respondent of his address in Australia in letters dated November 26, 1982, February 1, 1983 and June 5, 1983; that Respondent has the financial means to reimburse Complainant considering his present and former position; and that he is prepared to withdraw his complaint if reimbursed by Respondent in the amount of P34,300.00.chanrobles law library : red

The facts, as disclosed, require no further evidentiary hearing, and speak for themselves. Res ipsa loquitur. The Orders of the Trial Court dismissing Civil Case No. 181-P are of record and Respondent’s excuse that he can no longer recall them is feeble. Respondent’s side has been fully heard in the pleadings he has filed before this Court. A trial-type hearing is not de riqueur. The requirement of due process has been duly satisfied. What due process abhors is absolute lack of opportunity to be heard. 7

Contrary to Respondent’s claim, the lack of verification in the Complaint formulated by the Bar Confidant, as required by Sec. 1, Rule 139 of the Rules of Court, is not a fatal defect since the original letter-complaint, which was forwarded to this Court by the Chief Legal Officer, Ministry of Tourism, had been sworn and subscribed to by Complainant before the Bar Confidant.

Respondent is guilty of grave professional misconduct. He received from Complainant, his client, compensation to handle his case in the Trial Court, but the same was dismissed for lack of interest and failure to prosecute. He had abandoned his client in violation of his contract ignoring the most elementary principles of professional ethics. 8 That Respondent had ignored the processes of this Court and it was only after he was suspended from the practice of law that he surfaced, is highly indicative of his disregard of an attorney’s duties to the Court. All the facts and circumstances taken into consideration, Respondent has proven himself unworthy of the trust reposed in him by law as an officer of the Court.

"Consistent with the policy to maintain the high traditions and standards of the legal profession, insure the observance of legal ethics, protect the interests of clients and help keep their faith in attorneys-at-law, the Supreme Court is constrained to disbar a member of the bar who violates his lawyer’s oath for failure to properly attend to a client’s case not only once, but on two occasions, with results highly prejudicial to the interest of the latter." 9

Furthermore, since Complainant’s rights as Respondent’s client have been prejudiced by the latter’s failure to take the steps necessary for the prosecution of the case Complainant may recover as a result of such gross negligence and grave professional misconduct. 10

"If a judgment is obtained against a party upon a complaint which is radically defective, and he desires to appeal, and procures bondsmen, but his attorney neglects to do so until the time for appeal expires, the attorney is guilty of gross negligence, and is liable for the loss sustained by the client." 11

ACCORDINGLY, for malpractice and violation of his oath as a lawyer, 1) respondent Atty. Patricio A. Asoy is hereby ordered DISBARRED; and 2) he is hereby ordered to reimburse complainant, Leonard W. Richards, in the sum of P16,300.00 (P15,000.00 + P1,300.00), the only sums substantiated by the evidence on record, 12 within thirty (30) days from notice hereof.

Copies of this Resolution shall be circulated to all Courts of the country and spread on the personal record of respondent Atty. Patricio A. Asoy.

Copy of this Resolution shall likewise be furnished Complainant Leonard W. Richards, via airmail, at his address of record, 4/169 Avoca Street, Randwick NSW 2031, Australia, with copy furnished the Department of Foreign Affairs for onward transmittal to the Philippine Consulate General, Sydney, Australia.

SO ORDERED.

Teehankee, C.J., Yap, Fernan, Narvasa, Melencio-Herrera, Gutierrez, Jr., Cruz, Paras, Feliciano, Gancayco, Padilla, Bidin, Sarmiento and Cortes, JJ., concur.

Endnotes:



1. pp. 20, 21, Rollo.

2. p. 24, ibid.

3. p. 12, ibid.

4. p. 18, ibid.

5. p. 89, ibid.

6. p. 94, ibid.

7. Tajonera v. Lamaroza, Et Al., L-48902 & 49035, December 19, 1981, 110 SCRA 438.

8. In re J.F. Yeager, 56 Phil. 691 [1932].

9. In re: Atty. Celso T. Oliva, 103 Phil. 312 91958].

10. In re Filart, 40 Phil. 205 [1919].

11. Drais v. Hogan [1875], 50 Cal., 121, cited in In re Filart, supra.

12. pp. 20-21 and 94, Rollo.

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