G.R. No. 228884 - THE PEOPLE OF THE PHILIPPINES, PLAINTIFF-APPELLEE, v. QUIRINO BUMANGLAG Y SUMALPON, ACCUSED-APPELLANT

The Case

This appeal seeks to reverse the Decision¹ dated May 31, 2016 of the Court of Appeals in CA-G.R. CR-HC No. 06757 affirming the conviction of appellant Quirino Bumanglag y Sumalpon for violation of Section 5 and Section 12, both of Art. II, Republic Act 9165 (RA 9165)² and imposing on him the corresponding penalties.

The Proceedings Before The Trial Court

The Charge

Under twin Informations, appellant was charged with violation of Section 5 (illegal sale of dangerous drugs) and Section 12 (illegal possession of drug paraphernalia), both of Art. II, Republic Act 9165 (RA 9165), viz:

Criminal Case No. 14976-13
Illegal Possession of Drug Paraphernalia

That on or about 4:15 o'clock in the afternoon of November 9, 2011 in Barangay #2, (M)unicipality of San Nicolas, (P)rovince of Ilocos Norte, Philippines and within the jurisdiction of this Honorable Court, the above-named accused, did then and there willfully, unlawfully, and knowingly have in his possession, control and custody one piece flask tube or improvised glass tooter and one lighter, which instruments, apparatus or paraphernalia are fit or intended for consuming or administering any dangerous drug into the body without any authority or license to do so from the appropriate government office or agency.

CONTRARY TO LAW.³

Criminal Case No. 14977-13
Illegal Sale of Dangerous Drugs

That on or about 4:15 o'clock in the afternoon of November 9, 2011 in Barangay #2, (M)unicipality of San Nicolas, (P)rovince of Ilocos Norte, Philippines and within the jurisdiction of this Honorable Court, the above-named accused, did then and there willfully, unlawfully, feloniously and knowingly sell one heat sealed transparent plastic sachet containing methamphetamine hydrochloride, commonly known as "shabu", a dangerous drug, weighing 0.0208 gram, worth One Thousand Pesos (P1,000.00) to poseur buyer, PO1 Jhimelle⁴ dela Cruz, without the necessary license or authority from the appropriate government agency or authority to do so.

CONTRARY TO LAW.⁵

The cases were raffled to the Regional Trial Court (RTC)-Branch 13, Laoag City.

On arraignment, appellant pleaded not guilty to both charges.⁶ Joint trial ensued.

During the trial, members of the Provincial Anti-Illegal Drugs Special Operations Task Group, Ilocos Norte PO1 Jhimelle Dela Cruz and PO2 Sygman Benigno, and Brgy. Chairman Reynaldo Domingo testified for the prosecution. On the other hand, appellant, Anne Buduan, and Renandez de los Santos testified for the defense.

Prosecution's Version

On November 9, 2011, around 2 o'clock in the afternoon, "Nicole," a long time informant of the Provincial Anti-Illegal Drugs Special Operations Task Group (PAIDSOTG) reported that a certain Quirino Bumanglag who turned out to be appellant, was selling shabu. Police Senior Inspector (P/S Insp.) Adriano Licudan asked "Nicole" to call appellant and set a transaction with him. Appellant agreed to sell shabu to "Nicole" at the plaza along Leailo Street, Brgy. 2, San Nicolas, Ilocos Norte at 4 o'clock that same afternoon.⁷

P/S Insp. Licudan organized a buy-bust team. PO1 Jhimelle Dela Cruz got assigned as poseur buyer and PO2 Sygman Benigno, PO2 Christopher Pola, and PO2 Jefferson Sulmerin, as back up members. P/S Insp. Licudan gave PO1 Dela Cruz two P500.00 bills to be used as buy-bust money. PO1 Dela Cruz marked the bills with her initials and recorded it in the blotter. P/S Insp. Eicudan also coordinated with the Philippine Drug Enforcement Agency (PDEA) and with San Nicolas Municipal Police Station.⁸

At 3 o'clock in the afternoon, the team proceeded to San Nicolas Municipal Police Station to wait for appellant to communicate with "Nicole." Thirty minutes later, "Nicole" received a text message from appellant that he was on his way to their meeting place. Appellant asked "Nicole" to wait for him in front of the empanada stall at the plaza. P/S Insp. Licudan instructed PO1 Dela Cruz and "Nicole" to proceed to the meeting place while the rest of the buy-bust team positioned themselves in the plaza.⁹

About thirty (30) minutes later, appellant arrived. "Nicole" asked what took him so long, to which appellant answered he had to walk because he had no money for his fare. Appellant then asked "Nicole" who her beautiful companion was. "Nicole" introduced PO1 Dela Cruz to appellant as the person who wanted to buy shabu. Appellant asked for the payment but "Nicole" demanded for the shabu first. Appellant took a plastic sachet with white crystalline substance from his pocket and handed it to PO1 Dela Cruz. The latter, in turn, gave the buy-bust money to appellant. After PO1 Dela Cruz slid the plastic sachet into her pocket, she scratched her head to signal the rest of the buy-bust team to close in and arrest appellant.¹⁰

The other team members then closed in, introduced themselves as police officers, and arrested appellant. They asked appellant if he had authority to possess dangerous drugs but he did not answer. PO1 Dela Cruz frisked him and recovered from him the following: buy-bust money, coin purse, glass tube, lighter, and cellphone. The team then returned to San Nicolas Municipal Police Station where POl Dela Cruz marked the seized items with "JD" and "QB." PO2 Benigno prepared an inventory in the presence of appellant and Barangay Chairman Reynaldo Domingo. PO2 Sulmerin took photographs during the marking and inventory. P/S Insp. Licudan requested for the laboratory examination of the seized plastic sachet and glass tube.¹¹

PO1 Dela Cruz and PO2 Benigno brought the seized plastic sachet, glass tube, and request for examination to the Ilocos Norte Provincial Crime Laboratory where they were received by SPO3 Diosdado Mamotos. The latter gave the specimens to the forensic chemist, Police Inspector (PI) Roanalaine Baligod.¹²

Per Chemistry Report Number D-058-2011, PI Baligod examined the specimens and found the contents of the plastic sachet and glass tube positive for methamphetamine hydrochloride, a dangerous drug. PI Baligod submitted the specimens and her Report to the trial court which was received by its Clerk of Court Atty. Bernadette Espejo. The latter kept the specimens and Report in a locked drawer.¹³

The prosecution offered the following in evidence: Pre-Operational Report,¹⁴ Coordination Form submitted to the PDEA,¹⁵ photocopy of the buy-bust money,¹⁶ Extract copies of the Police Blotter,¹⁷ Receipt of Property Seized,¹⁸ Request for Laboratory Examination,¹⁹ Chemistry Report,²⁰ Booking and Information Sheet,²¹ Sketch of the place of arrest,²² photographs of the inventory,²³ Joint Affidavit of PO1 Dela Cruz, PO2 Benigno, PO2 Pola, and PO2 Sulmerin.²⁴

Defense's Version

Prior to November 2011, he and "Nicole" already knew each other because she was his regular tricycle passenger. He and "Nicole" became good friends and would always exchange text messages. Because of this, the other tricycle drivers would tease them.²⁵

On November 9, 2011, around 2 o'clock in the afternoon, he was taking care of his daughter when he got a call from "Nicole" to meet her in Laoag City because she had something to tell him. He said he could not go to Laoag City. "Nicole" insisted they meet in San Nicolas, to which he agreed. By 3:30 in the afternoon, "Nicole" again called, saying she was already at their meeting place.²⁶

On his way to the meeting place, he saw Anne Buduan buying empanada. After a short conversation with her, he continued walking and waited for "Nicole" at their meeting point. From a distance, he saw "Nicole" and rang her up to tell her he was just behind her. "Nicole" readily spotted him. But instead of walking towards him, she scratched her head. Suddenly, two (2) police officers, who he came to know as PO2 Benigno and PO2 Pola, appeared. PO2 Benigno shouted "dapa!" Not knowing the order was directed to him, he merely moved to the side of the street. PO2 Benigno then held him by the neck and made him lie down on his stomach while PO2 Pola handcuffed him. He asked the police officers why they were accosting him but they told him not to talk. Two (2) other men named Kosa and Willie met with them and they all went together to the police station.²⁷

At the police station, he saw PO1 Dela Cruz for the first time. Kosa frisked him, took his cellphone and P10.00, and placed these items on top of the table. PO2 Benigno brought out a small checkered bag from his own pocket, took out its contents consisting of plastic sachet containing white crystalline substance, glass tube, and two (2) pieces of P500.00 bills, and also placed them on the table. Photographs were taken of him together with the items. Thereafter, the police officers called Barangay Chairman Reynaldo Domingo and asked the latter to sign a document. He asked Kosa and Willie why they were doing all these things. They answered he was a "palit ulo," a scheme where he was the one arrested in exchange for "Nicole" who was originally apprehended for illegal drug activities.²⁸

The Trial Court's Ruling

As borne in its Decision²⁹ dated February 28, 2014, the trial court rendered a verdict of conviction, viz:

WHEREFORE, judgment is hereby rendered finding accused Quirino Bumanglag y Sumalpon GUILTY beyond reasonable doubt of the two charges and is therefore sentenced:

1. in Criminal Case No. 14976 for illegal possession of drug paraphernalia, to suffer the indeterminate penalty of imprisonment of SIX (6) MONTHS and ONE (1) DAY to TWO (2) YEARS and to pay a fine of P20,000.00; and

2. in Criminal Case No. 14977 for illegal sale of shabu, to suffer the penalty of life imprisonment and to pay a fine of P500,000.00; and The contrabands subject hereof are confiscated, the same to be disposed as the law prescribes.

SO ORDERED.³⁰

The trial court gave full credence to the testimonies of the prosecution witnesses who were police officers performing their official functions. The trial court found the chain of custody to have been duly established and, thus, rejected appellant's denial and frame up.

The Proceedings Before The Court of Appeals

On appeal, appellant faulted the trial court when it overlooked the following alleged omissions of the buy-bust team: the marking of the seized items was not done immediately at the place of arrest and no inventory of the seized items was accomplished. Appellant also insisted that the trial court erred in giving credence to the prosecution witnesses in light of the fact that the confidential asset was not presented in court; it was incredible that PO1 Dela Cruz was assigned as poseur-buyer considering that she only joined the conduct of drug operations five (5) months prior; and Anne Buduan testified that she saw appellant merely walking when the police officers arrested him.

For its part, the People, through Assistant Solicitor General Hermes L. Ocampo and Associate Solicitor Rudy V. Ortea, countered, in the main: 1) there was a legitimate buy-bust operation despite the non-presentation of the confidential asset, 2) marking and inventory were done at the police station as it was the most practicable under the circumstances, and 3) whether the document was called "Receipt of Property Seized" or "Certificate of Inventory" was of no moment because the same only referred to the pieces of evidence recovered from the accused.

The Court of Appeals' Ruling

By Decision dated May 31, 2016, the Court of Appeals affirmed. It found that there was substantial compliance with the chain of custody rule and the integrity of the seized drug was properly preserved. Thus, despite the failure to mark the items immediately upon confiscation, the chain of custody had remained intact. There was purportedly no doubt, therefore, that the seized dangerous drug was the same one submitted to the crime laboratory for testing and subsequently presented in court as evidence. It gave credence to the testimonies of the prosecution witnesses, who, as police officers were presumed to have regularly performed their official functions.³¹

The Present Appeal

Appellant now seeks affirmative relief from the Court and pleads anew for his acquittal. In compliance with the Court's Resolution dated February 27, 2017, appellant filed his Supplemental Brief wherein he reiterates his arguments before the Court of Appeals. In addition, he claims the inventory was only witnessed by one (1) of the three (3) required witnesses. These procedural lapses create doubt on the authenticity of the corpus delicti and cannot prevail over the presumption of regularity in the performance of official functions.³²

On the other hand, the OSG manifested that in lieu of supplemental brief, it was adopting its briefs before the Court of Appeals.³³

The Core Issues

1) Was the chain of custody complied with? 2) Assuming in the negative, did the saving clause operate to cure the procedural infirmities, if any, pertaining to the integrity and evidentiary value of the seized drug?

The Ruling

We acquit.

Appellant was charged with violation of Section 5 (illegal sale of dangerous drugs) and Section 12 (illegal possession of drug paraphernalia), Art. II of RA 9165 allegedly committed on November 9, 2011. The applicable law is RA 9165 before its amendment in 2014.

In cases involving violations of RA 9165, the corpus delicti refers to the drug itself. It is, therefore, the duty of the prosecution to prove that the drugs seized from the accused were the same items presented in court.³⁴

Section 21 of RA 9165 lays down the procedure in handling the dangerous drugs starting from their seizure until they are finally presented as evidence in court. This makes up the chain of custody rule.

Section 21 of RA 9165 reads:

Section 21. Custody and Disposition of Confiscated, Seized, and/or Surrendered Dangerous Drugs, Plant Sources of Dangerous Drugs, Controlled Precursors and Essential Chemicals, Instruments/Paraphernalia and/or Laboratory Equipment. - The PDEA shall take charge and have custody of all dangerous drugs, plant sources of dangerous drugs, controlled precursors and essential chemicals, as well as instruments/paraphernalia and/or laboratory equipment so confiscated, seized and/or surrendered, for proper disposition in the following manner:

(1) The apprehending team having initial custody and control of the drugs shall, immediately after seizure and confiscation, physically inventory and photograph the same in the presence of the accused or the person/s from whom such items were confiscated and/or seized, or his/her representative or counsel, a representative from the media and the Department of Justice (DOJ), and any elected public official who shall be required to sign the copies of the inventory and be given a copy thereof; (Emphasis added)

xxx xxx xxx

In relation thereto, Sec. 21 (a), Article II of the Implementing Rules of RA 9165 ordains:

Section 21. (a) The apprehending officer/team having initial custody and control of the drugs shall, immediately after seizure and confiscation, physically inventory and photograph the same in the presence of the accused or the person/s from whom such items were confiscated and/or seized, or his/her representative or counsel, a representative from the media and the Department of Justice (DOJ), and any elected public official who shall be required to sign the copies of the inventory and be given a copy thereof: Provided, that the physical inventory and photograph shall be conducted at the place where the search warrant is served; or at the nearest police station or at the nearest office of the apprehending officer/team, whichever is practicable, in case of warrantless seizures; Provided, further, that non-compliance with these requirements under justifiable grounds, as long as the integrity and the evidentiary value of the seized items are properly preserved by the apprehending officer/team, shall not render void and invalid such seizures of and custody over said items. (Emphases added)

xxx xxx xxx

Sections 21 and 21 (a) are the summation of the chain of custody rule. It consists of four (4) connecting links:

One. The seizure and marking of the illegal drug recovered from the accused by the apprehending officer;

Two. The turnover of the illegal drag seized by the apprehending officer to the investigating officer;

Three. The turnover by the investigating officer of the illegal drug to the forensic chemist for laboratory examination; and

Four. The turnover and submission of the marked illegal drug seized by the forensic chemist to the court.³⁵

Here, the prosecution failed to establish an unbroken chain of custody.

First, the marking was not done immediately at the place of arrest. PO1 Dela Cruz and PO2 Benigno both testified that after appellant's arrest, the buy-bust team went to San Nicolas Municipal Police Station and only there did PO1 Dela Cruz mark the confiscated drug with "JD" and "QB." No one from the buy-bust team, however, explained why marking was not done immediately. En route to the municipal station, the seized drug remained unmarked. This omission, therefore, exposed the seized drug to the possibility of switching or tampering while in transit to the police office.

In People v. Ismael, the Court considered there was already a significant break in the very first link of the chain of custody when the arresting officer failed to mark the sachets of shabu immediately upon seizing them from the accused. In that case, the arresting officers similarly gave no explanation for said lapse of procedure. The Court ruled that because of this break in the chain of custody there can be no assurance that switching, planting, or contamination did not actually take place.³⁶

The OSG's allegation that the marking was done at the police station because the same was more convenient, fails to persuade. Compliance with the prescribed procedures in authenticating the seized drug was not imposed for anyone's convenience, least of all the arresting officers. The short distance between the place of arrest and the police station in this case certainly does not excuse the buy-bust team's non-compliance with the rule on immediate marking. On the contrary, the same raises more question rather than present a valid justification on the matter. It did not explain why the buy-bust team had to bring the confiscated drug all the way to another place when marking could have been easily done right where the drug was confiscated and appellant was arrested. Transporting the drug all the way from the place of arrest to the police station rendered the seized drug susceptible to tampering or switching.

In Valencia v. People, the Court ordained that the arresting officers were obliged, should they be unable to comply with the procedures laid down under Section 21 of RA 9165 and its implementing rules, to explain why the procedure was not followed and prove that the reason provided a justifiable ground. Otherwise, the requisites under the law would merely be fancy ornaments that may or may not be disregarded by the arresting officers at their own convenience.³⁷

Second, as required, the physical inventory and taking of photograph of the seized drugs immediately after seizure or confiscation shall be done in the presence of the accused, a media representative, a representative from the Department of Justice (DOJ), and any elected local official.

Here, the prosecution witnesses testified that the marking and inventory were only witnessed by Brgy. Chairman Reynaldo Domingo. The witnesses did not mention that a DOJ representative and a media representative were themselves also present during the inventory and taking of photograph. The prosecution utterly failed to acknowledge this deficiency, let alone, offer any explanation therefor.

In People v. Macud, the Court acquitted therein accused for the prosecution's failure to offer any justifiable explanation for the absence of the witnesses required by law. This effectively invalidated the seizure of and custody over the seized drugs, thus, compromising the identity and integrity of the same.³⁸

On another point, Brgy. Chairman Domingo testified that he was not present at the time of the inventory and taking of photograph of the seized items, viz:

Q:	Mr. Witness, when you arrived at the police station of San Nicolas, the receipt of property seized has already been prepared, right?
A:	They were still preparing it, sir.
Q:	And who was preparing it?
A:	Those who conducted his arrest, sir.
Q:	Who in particular was preparing the receipt?
A:	I cannot name them because they only called for me. I am not part of the arresting team, sir.
Q:	But you said Mr. Witness that when you arrived at the police station, they were still preparing the receipt?
A:	Yes, sir, but I did not go inside while they are preparing. I only entered when they called for me to sign.39

To be sure, what is required by Section 21 of RA 9165 and Section 21 (a) of its Implementing Rules and Regulations is the physical presence of the witnesses during the actual inventory and taking of photograph, and not post facto.

In People v. Cabezudo, the Court found, among other things, that the arresting officers miserably failed to comply with the chain of custody rule because two (2) of the three (3) required witnesses was not present during the actual inventory and photograph of the seized items but rather was only called-in to sign after the inventory receipt was already completed.⁴⁰

We have clarified that a perfect chain may be impossible to obtain at all times because of varying field conditions.⁴¹ In fact, the Implementing Rules and Regulations of RA 9165 offers a saving clause allowing leniency whenever justifiable grounds exist which warrant deviation from established protocol so long as the integrity and evidentiary value of the seized items are properly preserved.⁴² Section 21 (a) of the Implementing Rules and Regulations of RA 9165 contains the following proviso:

Section 21. (a) xxx Provided, further, that non-compliance with these requirements under justifiable grounds, as long as the integrity and the evidentiary value of the seized items are properly preserved by the apprehending officer/team, shall not render void and invalid such seizures of and custody over said items.

On this score, People v. Jugo specified the twin conditions for the saving clause to apply:

[F]or the above-saving clause to apply, the prosecution must explain the reasons behind the procedural lapses, and that the integrity and value of the seized evidence had nonetheless been preserved. Moreover, the justifiable ground for non-compliance must be proven as a fact, because the Court cannot presume what these grounds are or that they even exist.⁴³

Here, neither PO1 Dela Cruz and PO2 Benigno offered any explanation which would have excused the buy-bust team's failure to comply with the chain of custody rule. In other words, the condition for the saving clause to become operational was not complied with. For the same reason, the proviso "so long as the integrity and evidentiary value of the seized items are properly preserved," too, will not come into play.

Consequently, in light of the prosecution's failure to provide justifiable grounds for non-compliance with the chain of custody rule, appellant's acquittal is in order. On this score, People v. Crispo is apropos:

Since compliance with the procedure is determinative of the integrity and evidentiary value of the corpus delicti and ultimately, the fate of the liberty of the accused, the fact that any issue regarding the same was not raised, or even threshed out in the court/s below, would not preclude the appellate court, including this Court, from fully examining the records of the case if only to ascertain whether the procedure had been completely complied with, and if not, whether justifiable reasons exist to excuse any deviation. If no such reasons exist, then it is the appellate court's bounden duty to acquit the accused, and perforce, overturn a conviction.⁴⁴

Suffice it to state that the presumption of regularity in the performance of official functions⁴⁵ cannot substitute for compliance and mend the broken links. For it is a mere disputable presumption that cannot prevail over clear and convincing evidence to the contrary.⁴⁶ Here, the presumption was amply overturned by compelling evidence on record of the repeated breach of the chain of custody rule.

ACCORDINGLY, the appeal is GRANTED. The Decision dated May 31, 2016 of the Court of Appeals in CA-G.R. CR-HC No. 06757 is REVERSED and SET ASIDE.

Appellant Quirino Bumanglag is ACQUITTED. The Director of the Bureau of Corrections, Muntinlupa City is ordered to a) immediately release appellant from custody unless he is being held for some other lawful cause; and b) submit his or her report on the action taken within five (5) days from notice. Let an entry of final judgment be issued immediately.

SO ORDERED.

Carpio (Chairperson) Caguioa, J. Reyes, Jr., and Zalameda, JJ., concur.

Endnotes:

¹ Penned by Associate Justice Stephen C. Cruz with Associate Justice Samuel H. Gaerlan, and now SC Associate Justice Ramon Paul L. Hernando, concurring, rollo, pp. 2-24,

² The Comprehensive Dangerous Drugs Act of 2002.

³ Record (Crim. Case No. 14976-13), p. 1.

⁴ Referred to as "Jimmel" in other parts of the records.

⁵ Record (Crim. Case No. 14977-13), p. 1.

⁶ Record (Crim. Case No. 14976-13), p. 24.

⁷ TSN dated February 27, 2012, pp. 4-5; TSN dated May 25, 2012, pp. 5-7.

⁸ TSN dated February 27, 2012, pp. 6-8; TSN dated May 25, 2012, pp. 7-14.

⁹ TSN dated March 2, 2012, pp. 24-27; TSN dated May 25, 2012, pp. 14-17.

¹⁰ TSN dated February 27, 2012, pp. 8-14; TSN dated March 2, 2012, pp. 36-37; TSN dated May 25, 2012, pp. 17-19.

¹¹ TSN dated February 27, 2012, pp. 14-21, 23-25; TSN dated March 2, 2012, p. 38; TSN dated May 25, 2012, pp. 20-27.

¹² TSN dated February 27, 2012, pp. 22; TSN dated May 25, 2012, pp. 27-28.

¹³ TSN dated August 24, 2012, pp. 3-4.

¹⁴ Record (Crim. Case No. 14976-13) p. 7.

¹⁵Id. at 8.

¹⁶Id. at 6.

¹⁷Id. at 9 and 10.

¹⁸Id. at 3.

¹⁹Id. at 11.

²⁰Id. at 12.

²¹Id. at 13.

²²Id. at 14.

²³Id. at 15.

²⁴Id. at 4-5.

²⁵ TSN dated October 16, 2012, pp. 8-9.

²⁶Id. at 4, 9-12.

²⁷Id. at 13-32.

²⁸ TSN dated October 19, 2012, pp. 6-10; TSN dated December 7, 2012, pp. 3-11.

²⁹ CA rollo, pp. 40-65.

³⁰ CA rollo, p. 65.

³¹Rollo, pp. 2-24.

³²Id. at 48-55.

³³Id. at 32-33.

³⁴People v. Ismael, 806 Phil. 21, 29 (2017).

³⁵ People v. Gayoso, 808 Phil. 19, 31 (2017).

³⁶ Supra note 33, at 34.

³⁷ 725 Phil. 268, 286(2014).

³⁸ G.R. No. 219175, December 14, 2017, 849 SCRA 294, 323.

³⁹ TSN dated February 22, 2012, p. 16.

⁴⁰ G.R. No. 232357, November 28, 2018.

⁴¹People v. Abetong, 735 Phil. 476, 485 (2014).

⁴² Section 21 (a), Article II, of the IRR of RA 9165.

⁴³ G.R. No. 231792, January 29, 2018.

⁴⁴ G.R. No. 230065, March 14, 2018.

⁴⁵ Section 3(m), Rule 131, Rules of Court

⁴⁶People v. Cabiles, 810 Phil. 969, 976 (2017).